Authorizations for the Securities and Exchange Commission: Hearing Before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, Ninety-eighth Congress, First Session, on Securities and Exchange Commission Reauthorization Request of Appropriations for Fiscal Years 1984 Through 1986, March 25, 1983U.S. Government Printing Office, 1983 - 149 pages |
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accounting actions activities adopted agencies amendments assets audit authorization bank broker-dealers budget capital certificates of deposit Chairman Commission's paperwork committee Computerization Congress corporations Deposit Account disclosure documents effective enforcement Exchange Commission exemptions federal securities laws fees filings financial reporting financial statements firms fiscal FOIA full disclosure Holding Company Act improve increase insider trading inspections investment advisers investment companies Investment Management investor protection involved issuers issues KUNDAHL legislation Litigation Release million money market funds NASD Office options over-the-counter oversight percent productivity proposed Public Utility Holding reduce registration statements Regulation Regulation D regulatory request response rule SEC's Securities Act Securities Exchange Act securities industry securities markets selective review self-regulatory organization Senator D'AMATO Senator PROXMIRE Senator SARBANES SHAD shareholders shelf registration simplified Small Business staff standards Subcommittee tender offers tion transactions Utility Holding Company violations