SEC Docket, Volume 56Securities and Exchange Commission, 1994 - Securities |
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01 Par Value 450 Fifth Street Act and Rules agreement amended Amex application approved broker broker-dealer CBOE CDSC class of shares Commis Commission believes Commission's Common Stock Corporation disclosure Division of Market Exchange Act Release Exchange Commission exemption Form 13H Fund GSCC hearing hereby Index Investment Company Act investors issued issuer Jonathan G Katz Secretary SECURITIES large trader market makers Market Regulation ment municipal securities NASD net asset value notice NYSE offering options participants Philadelphia Stock Exchange Phlx portfolio posed rule change procedures proposed rule change purchase pursuant to delegated pursuant to Section registered reporting reproposed repurchase agreements request requirements Secretary SECURITIES EXCHANGE Securities and Exchange Securities Dealers Securities Exchange Act Self-Regulatory Organization's Statement Self-Regulatory Organizations shareholders sion Smith Barney specific Stock Exchange submitted thereunder tion trading transactions Trust Value File violations