Responsibilities of Corporate Officers & Directors Under Federal Securities LawsCommerce Clearing House, 1994 - Corporate governance |
Contents
Introduction | 9 |
Registration Related Liabilities | 21 |
Liability for Fraud Violations | 35 |
Copyright | |
9 other sections not shown
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Common terms and phrases
acquired acquisition affiliate antifraud provisions beneficial owner beneficial ownership bidder board of directors breach business judgment rule CCH Dec Commission committee company's controlling person Corp damages decision Delaware Supreme Court derivative action derivative securities derivative suit directors and officers disclosure disgorgement duty to disclose enforcement equity securities Exchange Act exemption exercise federal appeals court federal courts federal securities laws fiduciary duty filed fraud imposed independent directors injunction inside information insider trading investment adviser investors involving issuer litigation ment merger misleading misstatements mutual fund officer or director officers and directors option participation pecuniary interest penalty period plaintiff poison pill proxy statement purchase pursuant reasonable recovery registration statement reliance remedy reporting Revlon Section 16(b Securities Act sell seller shareholders shares short-swing profit standard statute stockholders subject to Section suit takeover tender offer tion tippee trust U.S. Supreme Court underwriter violation voting