Investment Company Regulation and Compliance: ALI-ABA Course of Study MaterialsAmerican Law Institute-American Bar Association Committee on Continuing Professional Education, 1996 - Mutual funds |
Contents
Overview of Regulation of Investment Companies | 21 |
MasterFeeder Funds | 31 |
Reorganizing from Corporate into Business Trust Format | 39 |
Copyright | |
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Common terms and phrases
1996 San Francisco adopted advertisements advisory affiliated person ALI-ABA Course amount applicable approval asset value avail bank Bar June 6-8 board of directors bond broker-dealer California Continuing Education CDSL Company Act Release company's Compliance Cosponsored contract corporation Cosponsored by California counsel Course of Study custodian disclosure disinterested directors distribution dividends Division of Investment electronic examinations expenses federal feeder fund fidelity bond filing fund's income inspection interest investment adviser Investment Company Act Investment Company Institute Investment Company Regulation Investment Management investors issued issuer Janofsky & Walker master fund master-feeder money market funds mutual fund NASD net asset value OCIE offering permit principal underwriter proposed prospectus purchase pursuant redemption registered investment company registration statement Regulation and Compliance sales literature sales load separate account shareholders shares Shriver & Jacobson specific Study Investment Company transactions unit investment trust voting