Securities Regulation of Banks and Thrifts in the 1990's |
Contents
UNDERWRITING AND DEALING | 13 |
MUTUAL FUND ACTIVITIES | 20 |
SECURITIZATION OF BANK ASSETS | 32 |
Copyright | |
3 other sections not shown
Common terms and phrases
affiliates agencies alleged annuities applicable approved assets authority Bank Act bank holding companies bank's Bankers Trust BHC Act BHCA Board of Governors broker broker-dealer brokerage business of banking capital standards Citibank collective investment funds commercial paper Commission common trust funds Comptroller Comptroller's Corporation court customers decision depository institutions disclosure engage equity securities Exchange Act exemption Federal Reserve System fiduciary filed financial institutions firewalls FIRREA Glass-Steagall Act ineligible securities interest Interpretive Letter investment adviser Investment Company Institute investors issuer J.P. Morgan loans mortgage mortgage-backed securities mutual fund National Bank Act national banks Office operations percent permitted private placement prohibited proposed purchase pursuant recourse registered regulations regulatory revenue limit risk risk-based capital riskless principal S.Ct savings association section 20 subsidiary securities activities securities issued sell SPN Bank thrift transactions U.S. bank underwriting and dealing underwriting subsidiary violations