International Capital Markets and Securities Regulation, Volumes 1-10Harold S. Bloomenthal, Samuel Wolff This work provides a comprehensive analysis of the current status of securities regulations in the industrialised nations, along with explanations of their effect on securities dealings. Six detailed volumes give expert, extensive analysis of the current status of securities regulations in major industrialised nations including the US, Canada, the UK, Japan and Germany, as well as emerging markets such as Korea, Russia and Central Europe. International Capital Markets and Securities Regulation helps the practitioner: * Save valuable research time with convenient chapter organisation, which provides a working knowledge of each country's regulatory authorities, existing laws, markets, and dealers * Stay on top of the manifold changes and trends in today's internationalised securities market. It includes individual chapters on international application of US securities laws outside the US and Eurocurrency financing for US corporate issuers. |
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Common terms and phrases
1988 Proposing Release 1990 Adopting Release 1999 amendments Act Release applicable authority banks Banque Paribas Bear Stearns broker broker-dealer Canada Canadian certificates Commission convertible security corporation curities dealer debt securities directed selling efforts directors disclosure distribution compliance period documents Domestic Equity Securities Euroclear Exchange Act filed Financial Services financial statements foreign issuers foreign private issuer FSMA insider trading Int'l investment companies investors issued jurisdiction legislation listing particulars Listing Rules Markets Act 2000 ment Mexican Mexico MJDS mutual fund Nasdaq Ontario percent person or company Prospectus Directive public offering purchase pursuant qualified institutional buyer registration statement Regulation reporting issuer requirements resales restricted period restricted securities safe harbor Section Securities Act securities laws Securities Market Law Services and Markets shareholders shares Stock Exchange supra SUSMI takeover bid tion trading Transfer Binder U.S. issuer U.S. person underwriter United United Kingdom
References to this book
Wertpapierrecht als Schuldrecht: Funktionsverlust von Effektenurkunden im ... Dorothee Einsele No preview available - 1995 |