International Capital Markets and Securities Regulation, Volumes 1-10
This multi-volume looseleaf series is a guide to international securities regulation in the industrialized nations. The work examines the international applications of U.S. securities law. Regulations and procedures in the world's major capital markets are described in the work.
24 pages matching Listing Rules in this book
Results 1-3 of 24
What people are saying - Write a review
We haven't found any reviews in the usual places.
1988 Proposing Release 1990 Adopting Release 1999 amendments accredited investors Act Release applicable authority banks Banque Paribas Bear Stearns broker broker-dealer Canada Canadian certificates Commission comply convertible securities corporation curities dealer debt securities directed selling efforts directors disclosure distribution compliance period documents Domestic Equity Securities Euroclear Exchange Act filed Financial Services financial statements foreign issuers foreign private issuer FSMA insider trading Int'l investors issued jurisdiction legislation listing particulars Listing Rules Markets Act 2000 ment Mexican Mexico MJDS mutual fund Nasdaq Ontario percent person or company Prospectus Directive public offering purchase pursuant qualified institutional buyer registration statement Regulation reporting issuer requirements resales restricted period restricted securities safe harbor Section Securities Act securities laws Securities Market Law Services and Markets shareholders shares Stock Exchange supra takeover bid tion trading Transfer Binder U.S. issuer U.S. person underwriter United United Kingdom