Securities Litigation: ALI-ABA Course of Study Materials, Volume 2American Law Institute-American Bar Association Committee on Continuing Professional Education, 1997 - Actions and defenses |
Contents
ALIABA Course of Study | 505 |
The Tests for BrokerDealer Secondary Liability and the Tensions | 509 |
Litigation Under the Private Securities Litigation Reform Act of 1995 | 517 |
8 other sections not shown
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10th Cir 1992 Transfer Binder 2d Cir 9th Cir accountant-client privilege aff'd aiding and abetting ALI-ABA apply attorney attorney-client privilege audit auditor bespeaks caution causation cause of action Central Bank cert claims class action class certification class members class representative company's controlling person Corp corporate counsel court held defendant's denied determination directors disclosure dismiss doctrine documents due diligence duty to disclose Exchange Act filed fraudulent illegal acts institutional investors investment issue issuer lead plaintiff liability limited misleading misrepresentation N.D. Cal N.D. Ill Ninth Circuit nonsettling defendants parties pleading prospectus provides purchase Reform Act registration statement rely respondeat superior Rule 9(b scienter Seagate Technology Second Circuit Section 10(b Section 11 Securities Act securities class action securities fraud Securities Litigation seller settlement shareholders Silicon Graphics Stac Electronics standard statute summary judgment Supp transaction underwriters VeriFone violation