Nuts and Bolts of Securities LawPractising Law Institute, 1998 - Securities |
From inside the book
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Page 60
... discussion of segment information would be appropriate to an understanding of the registrant's business , the discussion shall focus on each relevant , reportable segment . If there are material changes from year to year in one or more ...
... discussion of segment information would be appropriate to an understanding of the registrant's business , the discussion shall focus on each relevant , reportable segment . If there are material changes from year to year in one or more ...
Page 132
... discussion that Section 2 ( 3 ) defines both " offer " and " sale . " There is an exception to the definition of both terms in Section 2 ( 3 ) . This exception is for " preliminary negotiations or agreements " between an issuer or an ...
... discussion that Section 2 ( 3 ) defines both " offer " and " sale . " There is an exception to the definition of both terms in Section 2 ( 3 ) . This exception is for " preliminary negotiations or agreements " between an issuer or an ...
Page 475
... Discussion and Analysis of Financial Condition and Results of Operations . Section of a document in which management provides a discussion of the material items in a company's financial statements . " MERIT REGULATION ” - Scheme ...
... Discussion and Analysis of Financial Condition and Results of Operations . Section of a document in which management provides a discussion of the material items in a company's financial statements . " MERIT REGULATION ” - Scheme ...
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Common terms and phrases
accounting accredited investors acquisition action adopted affiliate amendment American Bar Association applicable approval asset-backed securities assets benefit plans Board cash Commission Commission's company's corporate court December 11 deemed definition derivative securities disclosed Division document effective electronic employee equity securities Exchange Act exemption federal securities laws filed financial statements forward looking statement holding period initial public offerings insider insider trading Investment Company investors involving issued issuer Item liability MD&A merger officers option person practice prior prospectus proxy materials proxy statement public offering purchase pursuant registration statement Regulation D Regulation S-K relating request resale restricted securities safe harbor Schedule Schedule 13D Section 16 section 4(1 Securities Act registration Securities Act Release Securities Act rule Securities Exchange securities lawyers security holders shareholder proposal shares small business solicitation specific statutes supra tender offer tion treasury stock underwriter violations