Nuts and Bolts of Securities LawPractising Law Institute, 1998 - Securities |
Other editions - View all
Common terms and phrases
accounting accredited investors acquisition action adopted affiliate amendment American Bar Association applicable approval asset-backed securities assets benefit plans Board cash Commission Commission's company's corporate court December 11 deemed definition derivative securities disclosed Division document effective electronic employee equity securities Exchange Act exemption federal securities laws filed financial statements forward looking statement holding period initial public offerings insider insider trading Investment Company investors involving issued issuer Item liability MD&A merger officers option person practice prior prospectus proxy materials proxy statement public offering purchase pursuant registration statement Regulation D Regulation S-K relating request resale restricted securities safe harbor Schedule Schedule 13D Section 16 section 4(1 Securities Act registration Securities Act Release Securities Act rule Securities Exchange securities lawyers security holders shareholder proposal shares small business solicitation specific statutes supra tender offer tion treasury stock underwriter violations