Postgraduate Course in Federal Securities Law: ALI-ABA Course of Study Materials, Volume 1American Law Institute-American Bar Association Committee on Continuing Professional Education, 1991 - Securities |
From inside the book
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Page 290
... responsible for the leak . An additional presumption of corporate responsibility for the leak might unduly tip the balance in the plaintiffs ' favor . For one thing , it could result in companies feeling compelled to rebut or verify ...
... responsible for the leak . An additional presumption of corporate responsibility for the leak might unduly tip the balance in the plaintiffs ' favor . For one thing , it could result in companies feeling compelled to rebut or verify ...
Page 310
... responsible persons for Item 103. However , even though the prediction of clean - up costs can be difficult , where it is reasonably likely that these costs will be material , a known uncertainty contemplated by Regulation S - K Item ...
... responsible persons for Item 103. However , even though the prediction of clean - up costs can be difficult , where it is reasonably likely that these costs will be material , a known uncertainty contemplated by Regulation S - K Item ...
Page 342
... responsible party under " Superfund " changes in revenues and deficiencies in liquidity , and participation in highly - leveraged transactions . The 1989 MD & A Release provides detailed examples of suggested disclosure for these ...
... responsible party under " Superfund " changes in revenues and deficiencies in liquidity , and participation in highly - leveraged transactions . The 1989 MD & A Release provides detailed examples of suggested disclosure for these ...
Contents
A Study Outline 703 | 12 |
Civil Liabilities Under the Federal Securities | 83 |
Due Diligence | 131 |
16 other sections not shown
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Common terms and phrases
2d Cir accounting accredited investors action adopted agreement alleged amendment Basic capital Circuit Commission company's compliance corporate counsel Cullinet dated decision defendant developments directors discussion distribution document due diligence duty to disclose duty to update effect employee Exchange Act exemption F.Supp failure federal securities laws filed financial statements Form fraud greenmail initial public offering insider trading Interpretive Release investment issued issuer Item letter liability liquidity loan material fact material information merger negotiations million misleading NASD offering price offers and sales officers participants person plaintiff Polavision potential prior private placement proposed prospectus proxy purchase pursuant qualified institutional buyers reasonable registration statement Regulation Regulation D reliance resale restrictions Rule rumors safe harbor sale of securities Schedule 13D SEC's Section 12 Securities Act Securities Litigation selling shareholders shares shelf shelf registration solicitation Supreme Court Texas Gulf Sulphur tion transaction underwriters violation