The SEC Speaks in ...Practising Law Institute, 1974 - Securities |
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acquired additional adopted Advance Growth affiliated person agreement amendment amount applicable assets Bank broker or dealer broker-dealer business combination capital cash certificate of deposit Commission's common stock Corenco corporation deemed defendants deposit directors disclosed disclosure effect Exchange Commission exemption Fifth filed financial statements Form funds Gray Line included income injunction interest investment company Investment Company Act investors involved issued issuer Krock litigation loan market value material ment Muscat NASD national securities exchange offeree representative outstanding paragraph percent period prior proposed Rule proxy statement purchase purposes pursuant registration statement restricted securities revised Schedule Schedule 13D Schiavone section 13(d Section 4(2 Securities Act Release Securities and Exchange Securities Exchange Act securities laws security holders sell shareholders shares solicitation Sonesta specified stockholders subordination agreement subparagraph subsidiaries tax expense tender offer tion transaction treasury stock underwriter violation voting Williams Act