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450 Fifth Street Acacia Act and Rule Advisers Act amendments Amex Applicants approval assets available for inspection broker broker-dealer Burden on Competition cash CBOE clearing member clients Commis Corporation dealer disclosure Dynegy Dynegy's Enron equity Exchange Act Release Exchange Commission execution exemption fees FLIR inspection and copying investment adviser investment company investors issued Item Lernout & Hauspie Margaret H market maker McFarland Deputy Secretary ment narrow-based NASD Nasdaq NQLX NYSE October OneChicago options Pacific Exchange Participants portfolio posed rule change proposed rule change proxy voting public interest purchase purposes pursuant to Section registered request Secretary SECURITIES EXCHANGE Section 10(b Securities Act Securities and Exchange Securities Exchange Act security futures contract security index Self-Regulatory Organization's Statement Self-Regulatory Organizations September shareholders shares sion solicit specialist Statutory Basis subsidiary thereunder tion trading transactions underlying security violations