Nuts and Bolts of Securities LawPractising Law Institute, 1999 - Securities |
Contents
Securities Act Registration Process | 29 |
Requirements and Prohibitions During a Securities | 57 |
Current Issues and Rulemaking Projects | 63 |
Copyright | |
9 other sections not shown
Other editions - View all
Common terms and phrases
accredited investors acquisition Act Section adopted affiliate amendments to rule American Bar Association annual approval asset-backed securities assets benefit plans bidder Board cash Commission Commission's company's corporate Cracker Barrel deemed definition derivative securities directors disclose discretionary voting authority discussion Division effective employee equity securities exclusion exemption filed financial statements Form S-8 holding period insider insider trading investment companies investors involving issued issuer Item Letter liability market risk MD&A meeting merger no-action option ownership person plaintiff prior prospectus proxy card proxy materials proxy statement public offering purchase pursuant registration statement Regulation D Regulation S-K resale restricted securities safe harbor Schedule Schedule 13D Section 16 Section 4(2 Securities Act registration Securities Act Release Securities Act rule security holders sell shareholder proposals shares small business Soderquist specific staff subsidiary Supreme Court target tender offer tion transaction underwriter violations