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134A Options Material Not Deemed a Prospectus
Definition of Has Purchased Sells for Participates
41 other sections not shown
accredited investor acquired affiliate amendment amount of securities applicable appropriate regulatory agency assets associated bank broker or dealer certificate clearing agency Commis Commission convertible securities copies curities deemed distribution document effective date employees exemption Federal Reserve System filed financial statements fiscal form of prospectus furnished graph incorporated by reference information required investment company issuer istered market maker material means ment municipal securities dealer national securities exchange offer or sale offering circular offering statement offers and sales officer participation penny stock period person prior protection of investors purchase purposes pursuant to section qualified institutional buyers quired regis registrant's registration statement Regulation S-K required by Item resale respect rities rules and regulations sale of securities secu Securities Act Securities Exchange Act securities sold security holders sell sion suant subsidiary term thereof transaction underwriter United United States Code