Securities Regulation, 2007: Selected Statutes, Rules And Forms
Thomas Lee Hazen
West Academic, Nov 30, 2006 - Law - 1951 pages
Hazen's 2007 Securities Regulation Selected Statutes contains the latest SEC rulemaking including its new executive compensation disclosures that are not available in most other statutory supplements. Hazen's Selected Statutes is comprehensive and presented in readable format and the index make the material more accessible than in other statutory supplements. It includes new rules and forms adopted through September 15, 2006. While containing all of the statutes and rules needed for both basic and advanced courses in securities regulation, Hazen's Selected Statutes has more user-friendly features than the competition, including single rather than double column format. Also, unlike other statutory supplements on the subject, Hazen's Selected Statutes contains a helpful index to make it easier for students to locate statutes and rules. For instructors who do not require the comprehensive treatment in the standard edition, the 2007 Selected Statutes will also be published in an abridged version which contains sufficient materials from most introductory securities regulation classes.
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U S C A 77a et seq TITLE
2A 77b1 Swap Agreements
77d Exempted Transactions
115 other sections not shown
accepted accounting principles affiliate aggregate applicable asset-backed securities assets bank broker or dealer Commission compensation convertible securities copy deemed defined in Rule described determination disclosed document employee equity securities exemption Federal filed pursuant financial statements fiscal Form 8-K free writing prospectus government securities broker government securities dealer Gramm-Leach-Bliley Act hearing officer incorporated by reference information required Instructions to Item Investment Company Act issued limited partnership market risk material municipal securities dealer national securities exchange necessary or appropriate offering price options participant partnership party penny stock period person prior proceeding protection of investors purchase purposes pursuant to paragraph pursuant to Rule pursuant to section registrant's registration statement Regulation S-K required by Item required by paragraph respect roll-up transaction rules and regulations Securities Act Securities Exchange Act security futures products security holders small business issuer subparagraph subsidiaries term thereof trading underwriter