Postgraduate Course in Federal Securities Law: ALI-ABA Course of Study MaterialsAmerican Law Institute-American Bar Association Committee on Continuing Professional Education, 1994 - Securities |
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Page 197
... stock or other securities will be traded . The company may elect to have its securities traded on an exchange or over - the - counter . If a company determines the most beneficial stock market for its securities would be an exchange ...
... stock or other securities will be traded . The company may elect to have its securities traded on an exchange or over - the - counter . If a company determines the most beneficial stock market for its securities would be an exchange ...
Page 218
... Stock Exchange ( 1992 ) . American Stock Exchange , The Choice Between Markets ( n.d. ) . American Stock Exchange , Auction And Dealer Markets : A Comparison ( n.d. ) . Baker , H. Kent ; Edelman , Richard B. , " The Effects On Spread ...
... Stock Exchange ( 1992 ) . American Stock Exchange , The Choice Between Markets ( n.d. ) . American Stock Exchange , Auction And Dealer Markets : A Comparison ( n.d. ) . Baker , H. Kent ; Edelman , Richard B. , " The Effects On Spread ...
Page 219
... Securities Dealers , The NASDAQ National Market : Advantages Over The NYSE ( n.d. ) . New York Stock Exchange , New York Stock Exchange Listed Company Manual ( 1992 ) . New York Stock Exchange , New York Stock Exchange : The Capital Market ...
... Securities Dealers , The NASDAQ National Market : Advantages Over The NYSE ( n.d. ) . New York Stock Exchange , New York Stock Exchange Listed Company Manual ( 1992 ) . New York Stock Exchange , New York Stock Exchange : The Capital Market ...
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Common terms and phrases
action agreement alleged American Stock Exchange AMEX analysts approval award bespeaks caution Business Judgment Rule claim Commission company counsel company's stock compensation committee corporate Dealers decision defendant derivative securities directors disclose disclosure due diligence duty of care duty to update employee executive exemption FASB Federal Securities Law fees filed Going Public grant insider insider trading investment investors issue issuer Item liability listed companies market makers material information MD&A merger million misleading NASD NASDAQ negotiations No-Action Letter NYSE officers Paramount plaintiffs potential prior proposed rule change prospectus proxy statement public company pursuant reasonable registration statement Regulation S-K regulatory Release responsible restricted stock result Revlon SEC's Section Securities Exchange Act securities fraud Securities Litigation selling stockholders shareholder shares solicitation standard Stock Exchange stock option stock price trading transaction underwriters VeriFone Viacom violation voting