Fundamentals of Securities Law: ALI-ABA Course of Study MaterialsAmerican Law Institute-American Bar Association Continuing Professional Education, 2006 - Going public (Securities) |
Contents
STUDY MATERIAL | 1 |
Definition of Security | 7 |
Relation of Securities Laws to Other Laws | 23 |
Copyright | |
27 other sections not shown
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Common terms and phrases
accredited investors Act Release action AES Corporation ALI-ABA Course analysts attorney bidder broker-dealer capital client Commission company's compliance confidential corporate counsel court directors disclosure requirements documents Dutch auction electronic employees equity securities exemption federal securities laws filing Final Rules financial condition financial statements fiscal Form fraud Fundamentals of Securities GAAP insider trading Internet issued issuer Item lawyer liability Litig material violation MD&A Model Rule nonpublic information obligations off-balance sheet arrangements offering price options participation period person press release prior private offering Proposed Rules prospectus proxy card proxy materials proxy statement public offering purchase pursuant reasonable registrant's registration statement Regulation D Regulation S-K resale results of operations safe harbor Sarbanes-Oxley Act Schedule 13D Section 10(b Securities Act Securities Exchange Act Securities Law August securities offering sell shareholders shares solicitation specific supra note tender offer transactions underwriter