Securities Regulation: Materials for a Basic Course |
Contents
INTRODUCTION | 1 |
Evaluations of the | 14 |
Where to Find the | 21 |
Copyright | |
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2d Cir action alleged amendment apply April April 12 Bangor Bangor Punta BarChris basis broker broker-dealer Circuit Judge civil liability claim Commission's common stock Corp corporation curities customers damages dealer decision defendants directors disclose disclosure distribution district court Douglas earnings effective Exchange Commission exemption F.Supp filed firm franchise fraud holders injunction inside information insider trading interest investment investors issue issuer market maker material fact ment merger Merrill Lynch misleading NASD officers Old Kern opinion period person petitioner Piper plaintiffs press release prior profits proposed prospectus protection provisions proxy statement public offering purchase purpose pursuant question reasonable registration statement reliance Rule scienter Section 10(b Securities Act Securities and Exchange Securities Exchange Act Securities Regulation sell seller shareholders shares sold solicitation statute statutory Stock Exchange stockholders substantial tender offer Tenneco tion trading transactions underwriters violation York Stock Exchange