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Responsibilities of Corporate Officers and Directors: Under Federal ...
Ted Trautmann,N. Peter Rasmussen
No preview available - 2006
REGISTRATION RELATED LIABILITIES
LIABILITY FOR FRAUD VIOLATIONS
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acquisition affiliate antifraud provisions apply beneficial owner beneficial ownership reporting bidder board of directors business judgment rule CCH Dec Commission company's controlling person Corp corporate damages Delaware Supreme Court derivative action derivative suit directors and officers disclosure discussed dividend duty to disclose equity securities Exchange Act exemption exercise federal appeals court federal courts federal securities laws fiduciary duty filing fraud independent directors injunction inside information insider trading insider's interest investors involved issuer limited merger mutual fund officer or director officers and directors participation period plaintiff purchase Question reasonable registered company registration statement Regulation remedy restricted securities SEC staff SEC's Section 11 Section 16(b Securities Act sell seller shareholders shares short sale short-swing profit liability six months statute stock appreciation rights stock options substantial Supreme Court takeover target company tender offer tion tippee transaction trust U.S. Supreme Court underwriter violations