Postgraduate Course in Federal Securities Law: ALI-ABA Course of Study Materials, Volume 2American Law Institute-American Bar Association Committee on Continuing Professional Education, 1991 - Securities |
Contents
Cosponsored by Continuing Legal Education for Wisconsin | 625 |
Securities Transactions by Officers and Directors | 629 |
Followup on the Section 16 Rule Changes | 635 |
14 other sections not shown
Other editions - View all
Common terms and phrases
2d Cir acquired acquisition Act and Rules action administrative proceedings admitting or denying allegedly analysts assets beneficial ownership bidder breach broker-dealers call option Chestman civil penalties Commission filed Commission's common stock Company's complaint alleged compliance consented controlling person corporate David Sterns defendants derivative securities Dirks disclose disclosure disgorgement district court Drexel Drexel Burnham Lambert employee enforcement enjoining equity securities Exchange Act exempt federal securities laws fiduciary duty Glauberman insider trading investment adviser Investment Company investors issued issuer ITSA liability material non-public information merger Michael Milken Milken misappropriation theory penny stock permanent injunction procedures profits purchase pursuant registered reporting Revlon Rule 10b-5 thereunder Schedule 13D SEC Doc SEC Lit SEC's Section 10(b Section 16 Securities Act shareholders shares statements Supp target corporation tender offer tippee transactions trust violated Section 10(b violations of Section