Bank sales of mutual funds: hearing before the Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance of the Committee on Banking, Finance, and Urban Affairs, House of Representatives, One Hundred Third Congress, second session, March 8, 1994, Volume 4
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LaWare Hon John P Governor Board of Governors Federal Reserve
Martin Ray Chairman and Chief Executive Officer Coast Federal Bank
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AARP accounts advertising affiliated American Bankers Association annuities appropriate bank customers bank employees bank holding companies bank mutual fund bank sales bank's banking industry banking regulators beneficiaries broker broker-dealers certificates of deposit Chairman NEAL compliance consumer customer confusion depository institution disclosure FDIC insured federal banking agencies Federal Deposit Insurance federal securities laws federally insured fees fiduciary financial institutions fund shares fund's funds and annuities Glass-Steagall Act income industry guidelines investment adviser Investment Company Act Investment Company Institute investor protection issues mutual fund activities mutual fund industry mutual fund sales NASAA NASD nondeposit investment products offer percent personnel portfolio purchase referral regulatory requirements RETAIL INVESTMENT SALES retail sales sale of uninsured sales activities sales of mutual sales of nondeposit SCBA sell mutual funds shareholders SIPC Subcommittee subsidiary survey tellers third-party thrifts trust trust instrument uninsured investment products uninsured products