Nomination of Richard C. Breeden: Hearing Before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, First Session on the Nomination of Richard C. Breeden, of Virginia, to be a Member of the Securities and Exchange Commission ... September 14, 1989, Volume 4 |
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... questions of : Chairman Riegle Senator Cranston Senator Dodd Senator Dixon ... Senator Sasser . Senator Sanford Senator Shelby Senator Graham Senator Wirth Senator Heinz ... Senator D'Amato Senator Bond Senator Mack Senator Roth ....
... questions of : Chairman Riegle Senator Cranston Senator Dodd Senator Dixon ... Senator Sasser . Senator Sanford Senator Shelby Senator Graham Senator Wirth Senator Heinz ... Senator D'Amato Senator Bond Senator Mack Senator Roth ....
Page 1
... Senate Office Building , Senator Donald W. Riegle ( chairman of the committee ) presiding . Present : Senators Riegle , Dixon , Shelby , D'Amato , Bond , Wirth , Gramm , Dodd , Bryan , Sasser , Heinz , Sanford , Graham , Pressler , and ...
... Senate Office Building , Senator Donald W. Riegle ( chairman of the committee ) presiding . Present : Senators Riegle , Dixon , Shelby , D'Amato , Bond , Wirth , Gramm , Dodd , Bryan , Sasser , Heinz , Sanford , Graham , Pressler , and ...
Page 11
... Senator Bond . Senator Shelby . Senator SHELBY . Mr. Chairman , I ask unanimous consent that the full text of my opening statement be placed in the record . The CHAIRMAN . Without objection , so ordered . STATEMENT BY SENATOR RICHARD SHELBY ...
... Senator Bond . Senator Shelby . Senator SHELBY . Mr. Chairman , I ask unanimous consent that the full text of my opening statement be placed in the record . The CHAIRMAN . Without objection , so ordered . STATEMENT BY SENATOR RICHARD SHELBY ...
Page 12
... Senator Shelby . Senator Gramm . OPENING REMARKS OF SENATOR GRAMM Senator GRAMM . Mr. Chairman , very seldom do we get an oppor- tunity to vote and nominate somebody that we have worked very closely with . Richard Breeden has been the ...
... Senator Shelby . Senator Gramm . OPENING REMARKS OF SENATOR GRAMM Senator GRAMM . Mr. Chairman , very seldom do we get an oppor- tunity to vote and nominate somebody that we have worked very closely with . Richard Breeden has been the ...
Page 26
... Senator Shelby and then on Senator Dodd . Senator Shelby . Senator SHELBY . Thank you . I will try to be brief , Mr. Chairman . Mr. Breeden , I am concerned , as has been mentioned here and you are very aware of a lot of concern , about ...
... Senator Shelby and then on Senator Dodd . Senator Shelby . Senator SHELBY . Thank you . I will try to be brief , Mr. Chairman . Mr. Breeden , I am concerned , as has been mentioned here and you are very aware of a lot of concern , about ...
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activities agencies appropriate bank and thrift believe bill broker-dealer capital markets CFTC Chairman Commission's committee Commodity Exchange Act competitive concern confirmed conflicts of interest Congress corporate debt disclosure effect employees enforcement action equity Exchange Act Exchange Commission fairness financial institutions financial services firms foreign fraud futures exchanges Glass-Steagall Glass-Steagall Act Government greenmail important individual investor insider trading investment issuers issues junk bonds jurisdiction legislation leveraged buyouts margin requirements marketplace Marshall Field's multiple trading nomination options oversight participants penny stock poison pills problems program trading proposed Questions from Senator reform regulation regulatory repeal responsibility Richard Breeden risk role rules savings and loan SEC's Securities and Exchange securities law violations securities markets Senator DODD Senator GARN shareholders specific SROS staff supervision supervisory takeovers tender offer transactions vote
Popular passages
Page 8 - I would ask unanimous consent that the full text of my statement be included in the record as read and I will then confine myself to the highlights of my statement.
Page 27 - Thank you, Mr. Chairman. That is all I have. The CHAIRMAN. Thank you, Judge.
Page 4 - President, which will bring together the Chairman of the Federal Reserve Board, the Chairman of the Council of Economic Advisers, the Special Assistant to the President concerned with economic matters, and the Secretary of the Treasury.
Page 146 - ... reasonableness of management's representations as to fairness. The reasonableness of such representations could turn on whether some minimal procedures and analyses were employed. Nevertheless, as discussed below, federal law is not the sole source of shareholder protection with respect to MBOs. Recent experience has shown that state courts will entertain legal challenges to the fairness of going-private transactions and will provide shareholders with legal remedies. As indicated in the release...
Page 65 - Securities Act") and the Securities Exchange Act of 1934 (the "Exchange Act").
Page 49 - The committee stands in recess. [Whereupon, at 1:05 pm, the committee was adjourned...
Page 39 - Authority of the Federal Reserve Board and the Federal Home Loan Bank Board to Establish Flexible Interest Rates on Time Deposits.
Page 76 - Act of 1990, the Insider Trading Sanctions Act of 1984, and the Insider Trading and Securities Fraud Enforcement Act of 1988...
Page 110 - We cannot afford to set aside this money and invest it in tomorrow. We need it to make a good showing in next month's or next quarter's profits." The fear of the raider is undoubtedly the largest single cause for the increasing tendency of American companies to manage for the short term and let the future go hang. The fear of the raider demoralizes and paralyzes. The impact on the morale of management people and of professional people in the company can hardly be overestimated. And worse still, after...
Page 11 - Mr. Chairman, I ask unanimous consent that the full text of my opening comments be included in the record.