88 pages matching trading in this book
Results 1-3 of 88
What people are saying - Write a review
We haven't found any reviews in the usual places.
Case involving Clearing Brokers and Floor Brokers
B Frauds Involving Misrepresentations Concerning Mutual Fund Risks and Portfolio Value
33 other sections not shown
2d Cir 9th Cir Act's adequate plaintiff aggregate ALI-ABA alleged losses Amicus Curiae appointed lead plaintiff appointment as lead arbitration attorneys award broker broker-dealer CareMatrix CIVIL ACTION claims class counsel class members clients co-lead Commission's Committee complaint Cong Congress Corp Corporation Dean Witter Reynolds defendants Digital Lightwave directors District Court Exchange Act Exchange Commission federal securities laws fees filed forum selection clause fraud FREDERICK LEATHERS GOSMAN group of persons institutional investors investment issue largest financial interest law firms lawyers lead counsel lead plaintiff group lead plaintiff provisions LEXIS Merrill Lynch motion in limine Movants N.D. Cal NASD Network Associates Paine Webber Private Securities Litigation proposed group proposed lead plaintiffs Reform Act Rule Sakhrani SEA Rel Section 10(b Securities and Exchange securities class action Securities Litigation Reform statements stockholders supervise Supp Telxon trading transactions U.S. Dist unrelated individuals violations