Regulation of financial institutions
This casebook on regulations of financial institutions reflects a financial industry that has become increasingly integrated in the last 20 years. It brings together materials that traditionally have been covered in separate courses on banking law insurance law, securities regulation, mutual funds, and pensions.
57 pages matching coverage in this book
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The Business of Financial Institutions
Banking History Chartering and Antitrust
The Regulation of Bank Activities
20 other sections not shown
action activities administrative affiliates agency agreement antitrust application assets authority Bank Act bank holding company bank's BHCA Board broker broker-dealer business of insurance capital charter Citicorp claims clause commercial Commission Commissioner competition Comptroller Congress contracts corporate coverage creditors Crestmont customers decision demutualization deposit insurance depositors depository institutions directors Discover Card employee enacted enforcement engage equity ERISA Exchange Act FDIC Federal Reserve fiduciary financial institutions firms FIRREA funds insurance companies insurance regulation interest rates investment investors involved issue legislation lending letter of credit liability limited loan loss market makers McCarran-Ferguson Act NAIC NASD NASDAQ National Bank National Bank Act NYSE operation participation payment percent petitioners plaintiffs policyholders premiums prohibited proposed purchase regulatory reinsurance response risk rules Savings Bank securities Seidman standard statute statutory substantial thrift trading transactions trust underwriting violation