Standards of Practice Handbook

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Professional Book Distributors, 2005 - Business & Economics - 169 pages
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The purpose of this Standards of Practice Handbook is to provide up-to-date guidance to the people who grapple with real ethical problems in the investment profession, where theory meets practice and ethics gain meaning. This handbook is intended for a diverse and global audience: CFA Institute members navigating ambiguous ethical situations; supervisors and subordinates determining the nature of their responsiblities to one another, to clients and potential clients, and to the securities markets; and candidates preparing for the chartered financial analyst examinations.

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Integrity of Capital Markets
Duties to Clients

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Common terms and phrases

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