Standards of Practice Handbook

Front Cover
Professional Book Distributors, 2005 - Business & Economics - 169 pages
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The purpose of this Standards of Practice Handbook is to provide up-to-date guidance to the people who grapple with real ethical problems in the investment profession, where theory meets practice and ethics gain meaning. This handbook is intended for a diverse and global audience: CFA Institute members navigating ambiguous ethical situations; supervisors and subordinates determining the nature of their responsiblities to one another, to clients and potential clients, and to the securities markets; and candidates preparing for the chartered financial analyst examinations.

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Contents

Professionalism
7
Integrity of Capital Markets
37
Duties to Clients
53
Copyright

6 other sections not shown

Common terms and phrases

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