SEC Section 16 RulesPractising Law Institute, 1991 - Securities |
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Contents
I | 115 |
Tax and Employee | 141 |
Implications for Takeovers | 173 |
Copyright | |
7 other sections not shown
Common terms and phrases
acquisition amendment American Bar Association apply beneficial owner beneficial ownership beneficiary cash class of equity common stock company stock company's compliance convertible securities Corporation deemed derivative securities determining disclosure disinterested administration disposition dividends election employee benefit plan equity securities exempt from section exercise price filed fiscal former Rule Hewitt Associates holding period Instr Interpretation Investment Company Act investment control issuer liability number of shares officer or director officers and directors option exercise paragraph participant-directed participants pecuniary interest percent holder prior Public Utility Holding purchase and sale purposes of Section pursuant to section put option Question registered company Reporting Person satisfy Section 16 rules Securities Acquired Securities Exchange Act securities held settlor short-swing profit specified statement stock appreciation right stock option subject to section Sullivan & Cromwell Swaine & Moore termination of employment tion transactions trust underlying securities Utility Holding Company voting window period