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1964 amendments 30 Fed Reg 88th Cong accounting adopted annual report applicable authority balance sheet beneficial owner broker or dealer broker-dealer brokers and dealers California CCH Fed Sec certified chap class of equity class of securities Commission Committee common stock copies corporation disciplinary disclosure effective employees equity security Exchange Act Release exemption F Supp Federal Federal Reserve System file a registration financial statements firm fiscal foreign issuers Form 8-A Form 8-K insider trading insurance commissioners insurance companies investors Item jurisdiction liability listed membership ments NAIC NASD national securities exchange over-the-counter percent periodic reports prior proxy fight proxy rules proxy solicitation proxy statement purchase pursuant Reg S-X Registrant's registration statement reporting requirements Sec L Rep SEC Securities Exchange SEC's Securities Act registration securities association Securities Exchange Act security holders shareholders Special Study statutory stock options subsidiaries suspend tion transaction violation Zerg