Nomination of Mary L. Schapiro: Hearing Before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred First Congress, First Session on the Nomination of Mary L. Schapiro, of the District of Columbia, to be a Member of the Securities and Exchange Commission ... November 16, 1989, Volume 4
U.S. Government Printing Office, 1990 - 30 pages
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THURSDAY NOVEMBER 16
Opening remarks of Senator Gramm
Response to written questions of Chairman Riegle
addition affiliated appropriate Bar Association believe broker/dealers capital raising functions causes of volatility CFTC Chicago Mercantile Exchange Commissioner Schapiro Commodity Futures Trading conflicts of interest Congress Counsel and Executive disclosure ERISA excess volatility Exchange Commission Farm Credit Administration Federal futures exchanges Futures Industry Association Futures Trading Commission GARN hearing inquiry or investigation insider trading investment investors issue junk bond market jurisdiction Let me ask leveraged buyout activity liquidity look margin requirements mutual funds NOMINATION OF MARY NYSE offer and leveraged Office OPENING REMARKS percent position potential conflicts present 1980 present program trading regulatory agencies REMARKS OF SENATOR role securities activities Securities and Exchange securities and futures self-regulatory organizations Senator Gramm Senator Heinz SENATOR RIEGLE Senator Sanford Senator Shelby serving their traditional shareholders SROs staff statutory definition SteinRoe tender offer Thank traditional capital raising transaction Trial Attorney URBAN AFFAIRS votes Washington York Stock Exchange