The Transformation of Wall Street: A History of the Securities and Exchange Commission and Modern Corporate Finance
In this updated volume, Joel Seligman draws on unpublished SEC files and extensive personal interviews to provide a comprehensive examination of the origins, accomplishments, and failings of the SEC and its leaders, from the agency's creation in 1934 to the present, including significant developments in securities regulation through the early 1990s.
10 pages matching U.S. Securities Exchanges in this book
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After the Crash
A Perfect Institution
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1934 Securities Exchange 1st Sess 2nd Sess accounting administration agency amendments American Stock Exchange Annual Report antitrust bill BNA Securities Reporter Board broker-dealer brokerage brokers chairmanship Cohen Commis commission rates competition Cong Congress corporate dealers directors disclosure Douglas economic enforcement Exchange Act Release Exchange members Exchange's execution federal Felix Frankfurter firms floor traders Frankfurter Harvard Law School Hearings Holding Company Holding Company Act House Commerce Investment Bankers Investment Company issue J. P. Morgan James Landis Jerome Frank June Kennedy Landis Law Review legislation March market system market-makers Memorandum ment million Moley mutual fund NASD NASDAQ NYSE over-the-counter Pecora percent President proposal regulatory Richard Whitney Roosevelt rule SEC chairman SEC Commissioner Files SEC Minutes SEC's Securities Exchange Act Securities Industry Study securities laws securities markets Securities Regulation shareholders shares sion Special Study specialists stock market Subcommittee tion trading transactions Wall Street Whitney York Stock Exchange