Postgraduate Course in Federal Securities Law: ALI-ABA Course of Study Materials, Volume 1American Law Institute-American Bar Association Committee on Continuing Professional Education, 2005 - Securities |
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Page 23
ALI-ABA Course of Study Materials. 4 . Accelerated Filing Deadline The new rules shorten the filing deadline for most Form 8 - K filings to four business days after an event triggering the disclosure requirements . Under previous rules , ...
ALI-ABA Course of Study Materials. 4 . Accelerated Filing Deadline The new rules shorten the filing deadline for most Form 8 - K filings to four business days after an event triggering the disclosure requirements . Under previous rules , ...
Page 157
... 8 - K filings . Moreover , companies need to have the prompt disclosure requirements in mind in managing their affairs in order to avoid premature disclosure . 2 . What are the new filing deadlines ? A Form 8 - K must generally be filed ...
... 8 - K filings . Moreover , companies need to have the prompt disclosure requirements in mind in managing their affairs in order to avoid premature disclosure . 2 . What are the new filing deadlines ? A Form 8 - K must generally be filed ...
Page 159
... Form 8 - K filing requirement if the materiality criteria of Item 601 ( b ) ( 10 ) are met . ( See FAQ 5. ) Amendments that are immaterial do not trigger a Form 8 - K filing although an exhibit filing to the applicable periodic report ...
... Form 8 - K filing requirement if the materiality criteria of Item 601 ( b ) ( 10 ) are met . ( See FAQ 5. ) Amendments that are immaterial do not trigger a Form 8 - K filing although an exhibit filing to the applicable periodic report ...
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action adopted agreement alleged amendments analysts annual report apply attorney audit committee auditor CEO and CFO certification Circuit Commission company's compensation control over financial controls and procedures corporate governance Cullinet director disclosure controls disclosure requirements discussed duty to update earnings employees equity securities Exchange Act executive compensation executive officer final rules financial reporting financial statements fiscal Form 8-K GAAP guidance independent initial public offering internal control investment investors issued issuer Item liability management's MD&A merger misleading NASD Nasdaq no-action nominating shareholder non-GAAP financial measure NYSE obligations off-balance sheet arrangements offering options PCAOB periodic reports plaintiffs prospectus proxy statement public companies pursuant regarding registration statement Regulation FD Regulation S-K report on Form requires disclosure result risk safe harbor Sarbanes-Oxley Act Schedule 13D SEC staff SEC's Section 16 Securities Act Securities Litigation specific transaction trigger WKSIS