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11 Sample Member 15 January 16 June 17 April 17 March 20 February 21 January 22 January 23 April 23 June 26 February 28 March 30 June Accounts Payable Agency Transactions ASSIGNED TRADE DATE Average for Eight Brokerage and/or Clearing Bros Cent Difference CENTERED ON ROUND Costs Per Dollar Costs Per Trade Count as Weights Dollar of Value Eight Groups Firm Trade Date FIRMS ASSIGNED TRADE FIRMS GROUPED FIRMS SUPPLYING TRADE Floor Brokerage and/or Groups of Member I&E TRADES I&E Transaction Count individual members magnetic tape Margin Interest Income MEMBER FIRMS ASSIGNED MEMBER FIRMS SUPPLYING Member or Firm member organizations members or member Number of Shares NYSE Odd Lots order number Order-Related Price of Stock Proposed Commission Rate punch cards Return per Dollar Robert Round Lots Sample Firm Trade Securities Accounts Securities Corp Shares Per Order SUPPLYING TRADE DATA Trade Date Control TRADES AS WEIGHTS York Stock Exchange