Professors Larry D. Soderquist and Theresa A. Gabaldoh have authored a concise, well organized text that provides a solid understanding of the basic securities laws. Terms and concepts are detailed to assist the student in understanding securities law and to make it a vibrant subject for study. Highlights include: What is a Security, World of Securities Law, Business Context of Securities Law, What can be done during Securities Act Registration, How Securities are Registered under the Securities Act, Exemptions from the Registration Requirements, Resales by Security Holders, Liability for Violations of the Securities Act, Commission's General Exemptive Authority and Registration and Periodic Reporting Under the Exchange Act, Proxy Regulation, Tender Offers, Rule 10b-5, Short-swing Trading Under Section 16, Exchange Act Regulation of the Securities Business, International Aspects of Securities Law. As part of our hew Foundation Press Concepts and Insights Series, we are proud to offer professors and students this concise and insightful guide. Book jacket.
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Investment of Money
What Can Be Done During Securities
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accredited investor Act rule Act's actions for aiding amendment antifraud provisions apply Blue Chip Stamps broker certificate chapter Commission's concept Congress context corporation dealers defendant definition director disclosure requirements discussed drafters effective equity securities Exchange Act section exemption fact federal filing final prospectus foreign issuer gives the Commission insider trading interest investment investors involved issue Kern County limited managing underwriter material means ment merger misstatement or omission offerees plaintiff prefiling period private right profits provides proxy statement public offering publicly held company question reason register securities registration requirements registration statement regulation relating requirements of section resale restricted securities right of action safe harbor sale of securities schedule 13D scienter Second Circuit section 11 section 16(b securities firms securities law securities lawyers security holders sell securities seller shareholders shares sold solicitation Supreme Court target corporation tender offer term tion transaction typically United violation waiting period