Introduction to Securities Regulation |
Common terms and phrases
2d Cir accepted accounting principles accepted auditing standards acquired person acquisition amended amount Antitrust applicable assets audit committee auditor beneficial owner CCH Fed claim or assessment client Commission concerning corporation Court determined disclosed disclosure effect entity equity securities errors or irregularities evaluation Exchange Act exempt FCPA filed financial statements Form Form 8-K illegal act internal accounting control issuer Item lawyer liability limited litigation loss contingencies material weaknesses matters ment merger nominee officers paragraph payments prior procedures proposed proxy material proxy rules proxy statement purchase pursuant reasonable registration statement Regulation S-K Release request respect response right of action Santa Fe Industries Schedule 14A scienter Section Securities Exchange securities laws security holders shareholders shares solicitation specific Statement of Policy stockholders subsidiaries system of internal tender offer tion transactions underwriter unfavorable outcome violation voting securities York Stock Exchange