40 pages matching dealer in this book
Results 1-3 of 40
What people are saying - Write a review
We haven't found any reviews in the usual places.
Further Expansion under
Securitization of Assets
7 other sections not shown
adverse effects affiliated banks Applicants approval assets authorized bank holding company bank or thrift Bank's Bankers Trust banking organizations BHC Act BHCA Board believes Board notes Board of Governors broker brokerage certificates Chase Manhattan Corporation Citicorp commercial paper Comptroller conduct conflicts of interest Congress Court customers dealer dealing activities engaged principally equity securities Federal Reserve Act Federal Reserve Board Federal Reserve Bulletin Federal Reserve System Fedwire foreign banks foreign broker-dealers Glass-Steagall Act ineligible securities international banks Investment Company investors issue issuer J.P. Morgan lending Letter limited loans mortgage mortgage-related national banks nonbanking operations Order percent permitted prohibited proposed activities purchase registered Regulation risk Section 16 section 20 secunties securities activities Securities Industry Association securities underwriting Security Pacific sell SPN Bank subsidiary banks thai tion transactions underwnting underwriting and dealing underwriting subsidiary underwritten