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U When Is an Investment Contract Not an Investment Contract
National Securities Markets Improvements Act of 1996
What Makes a Company a Good Candidate for Going Public?
39 other sections not shown
accounting accredited investors adopted ALI-ABA amendments analysts annual apply approval bylaw capital cash class action Committee company counsel company's compensation court delivery derivative securities derivatives disclosure discussion documents drafting due diligence effective electronic employee Exchange Act Release Exchange Commission executive exemption failed to disclose FASB federal securities laws filing final prospectus financial instruments financial statements Form forward-looking statements fraud initial public offering insider Internet Interpretive Release investment issued issuer Item lawyers liability market risk material MD&A meeting misleading NASD Nasdaq no-action officers participants period plaintiff prior private offering proposed prospectus proxy PSLRA public offering purchase pursuant Reform Act registration statement Regulation S-K regulatory reports restricted Rule safe harbor scienter SEC's Section Section 10(b Securities and Exchange Securities Litigation shareholders shares shelf registration solicitation standard stock options Supp trading transactions underwriters violation vote