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International Securities Law and Regulation 
Dennis, Editor Campbell
No preview available - 2008
accounts acquired acquisition addition annual application approved assets authorised Banking Commission bonds brokers capital gains cent certificates CNMV Code collective investment schemes Companies Act company's comply corporation dealing debentures debt securities depositary directors distribution dividends documents entities exemption filed financial institutions financial statements foreign issuers HKSE holders Hong Kong insider trading interest intermediaries investment adviser investment company investment institutions investors issuing institution Korea Stock Exchange liability listed companies listed securities London Stock Exchange million mutual funds non-resident obligation offeror operation Ordinance period person prior procedures profits prohibition prospectus proxy public offering purchase pursuant registration statement regulations regulatory relating relevant respect Section Securities Act securities company securities dealers securities market sell share capital shareholders Singapore stock exchange stockbrokers supervision takeover bid tax treaties tender offer transactions transfer underwriting unit trusts voting rights withholding tax