Postgraduate Course in Federal Securities Law: ALI-ABA Course of Study Materials, Volume 3
American Law Institute-American Bar Association Committee on Continuing Professional Education, 1989 - Securities
33 pages matching broker-dealer in this book
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accounting acquiring acquiror acquisition action administrative proceedings allegedly Allied Stores amended approval assets bidder board of directors Boesky broker-dealer business combination business judgment rule cash civil penalty Commission company's consented Corp corporation criminal decision defendants Delaware Delaware Supreme Court Dennis Levine disclose disclosure disgorgement district court Drexel duty enforcement enjoined equity Exchange Act Rel fair federal filed greenmail holders insider trading investigation investors issued issuer ITSA junk bond leveraged buyouts litigation merger negotiations nonpublic information penny stock permanent injunction person plaintiff profits proposed protect preferred proxy proxy fight purchase pursuant raider recapitalization registration Regulation reporting restructuring Revlon rights plan Schedule 13D Schedule 14D-9 SEC alleged SEC's Section 10(b securities laws self-tender shareholders shares statements statute stockholders Supp takeover target company target corporation tender offer tion transaction Transfer Binder Unocal violations voting Williams Act