Strategic Planning, Resource Allocation, and Crisis Management: Is the SEC Ready? : Hearing Before the Subcommittee on Government Efficiency and Financial Management of the Committee on Government Reform, House of Representatives, One Hundred Eighth Congress, Second Session, April 20, 2004 |
Other editions - View all
Common terms and phrases
Accounting additional resources agency agency's agencywide areas assets Attorney Bogle broker-dealers budget Chairman Donaldson's challenges Commission's Congress disclosure divisions and offices Donaldson efforts Eliot Spitzer examinations Exchange Commission fees fiduciary duty filings fiscal focus fund companies fund managers fund shareholders fund shares fund's goals going hearing hedge funds Hillman hiring human capital identify increase information technology initiatives investment advisers Investment Company Investment Management involving mutual funds issues late trading look management company MCCONNELL million mission MOREY mutual fund industry mutual fund oversight operations Pace University percent PLATTS portfolio proactive problems recent regulation regulatory responsible for mutual risk assessment rumble seat Sarbanes-Oxley Sarbanes-Oxley Act scandals SEC staff SEC's Securities and Exchange share classes small investor SPITZER staffing Steve Cutler subcommittee talk testimony Thank TODD RUSSELL PLATTS TOWNS updated strategic plan window dressing workload