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Significant Judicial Developments
The Administrative Proceedings Task Force
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action agency alleged amendments analysis bank bankruptcy bill by-law Caterpillar cease-and-desist Chestman Citibank client Commission compensation committee context corporate governance counsel deal debt decision defendants directors disclosure due diligence enforcement equity ERISA executive compensation fact federal fiduciary filed firm fraud funds GAAP going GREENE happened important indenture insider trading institutions interest investment investors involved issue issuer junk bonds Kaye Scholer kind lawyer least Levine liability litigation loan look MCLUCAS MD&A ment monitoring NASAA particular penalties percent Pitt private placement problem procedures proceedings proposals provision proxy proxy statement public offering QIBs question rabbi trust registration statement regulation restructuring rule SEC's Second Circuit securities law shareholders shelf registration someone statute Supreme Court talk things tion transactions trying underwriters United United States Attorney violation