What people are saying - Write a review
We haven't found any reviews in the usual places.
CASES INVOLVING STOCK OPTION BACKDATING
CASES INVOLVING REGULATION FD
CASES INVOLVING BROKERDEALERS
78 other sections not shown
accounting Admin admitting or denying agreed amended antifraud arbitrators asserted attorney-client privilege attorneys audit auditor backdating BINGHAM McCUTCHEN broker-dealers charges civil penalty claim under Section class action client Code Rule Commission's complaint company's complaint alleged conduct confidential corporation counsel court found decision defendants directors disclose disclosure disgorgement district court documents employees enforcement federal securities laws fiduciary duty financial statements FINRA fraudulent granted internal investigation investors issue Joint Defense Agreement KPMG late trading lead plaintiff liability Litigation Release Matter million Morgan Stanley motion to dismiss mutual funds NASD options backdating Parmalat party payments plaintiffs plaintiffs alleged prejudgment interest private right Proc proceedings pursuant right of action Royal Ahold Sarbanes-Oxley Act scheme scienter SEC LEXIS SEC's Section 36(b Securities Exchange Act Securities Litigation settlement shareholders shares Statoil stock options Supp Tellabs trading transactions waiver