Postgraduate Course in Federal Securities Law: ALI-ABA Course of Study MaterialsAmerican Law Institute-American Bar Association Committee on Continuing Professional Education, 1995 - Securities |
Contents
Significant Securities Law Decisions of the Past Year as | 51 |
Page | 53 |
Section 122 of 1933 Act Limited to Public Offerings | 59 |
Copyright | |
28 other sections not shown
Other editions - View all
Common terms and phrases
accounting action addition adopted ALI-ABA alleged amendments amount analysts apply asset-backed securities assets audited Bank basis bespeaks caution cash Circuit Commission company counsel company's compensation corporate Cullinet defendants directors disclose discussion Division documents effective electronic filing eligible exchange offer executive exemption federal securities laws filer financial statements fiscal foreign private issuers Form forward-looking GAAP held initial public offering Investment Company investors issued Item liability material MD&A merger misleading NASD NASDAQ obligations officers operations opinion partnership period plaintiffs prior proposed prospectus public offering purchase pursuant reasonable regarding registrant's registration statement Regulation D Regulation S-K relating reporting restricted stock risk roll-up transaction Rule safe harbor Schedule 13D Section Securities Act Release Securities Litigation shareholders shares shelf registration significant Software Toolworks solicitation specific staff Stock Exchange stockholders subsidiaries summary judgment Supp tender offer trading underwriters