Annual Teleconference on Securities Regulation |
Contents
Prepared for distribution at | 9 |
Sensitive Disclosure Issues Facing Directors | 57 |
The Dilemma Facing Directors and Officers | 68 |
Copyright | |
14 other sections not shown
Common terms and phrases
Act and Rule administrative proceedings admitting or denying adopted amendments antitrust bank broker-dealer business judgment rule Chinese Wall Civil Action codes of conduct Commission alleged Commission's common stock Company's complaint alleged compliance program controlling person corporate codes court criminal defense derivative securities directors disclose disclosure disgorgement Drexel Burnham Lambert effect employee benefit employee benefit plan enforcement ERISA ESOP exemption federal securities laws filed financial statements firm Form S-8 insider trading Investment Company investors issue issuer Item liability Litigation Rel material MD&A merger million nonpublic information officers option percent permanent injunction poison pill procedures profits prospectus purchase pursuant registrant's registration statement Regulation S-K response restructuring results of operations Revco revenue Revised proposed Rule Revlon Sasak Section 10(b Securities Act shareholders shares standard supra note tender offer thereunder transactions Unocal vicarious liability violations of Section