58 pages matching CBOE Rule in this book
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01 Par Value 450 Fifth Street Act and Rule Amendment Amex Applicants arbitration assets available for inspection broker broker-dealer Burden on Competition capital CBOE Rule CDSC charge class of shares Commission believes Common Stock contracts dealer Division of Market Exchange Act Release Exchange Commission Exchange's exemption FLEX Options Fund hereby Index options inspection and copying Investment Company Act investors ISCC issued Item Jonathan G June Katz Secretary SECURITIES Kinesis market makers Market Regulation ment NASD Nasdaq NYSE participants Penelec Philadelphia Stock Exchange Phlx posed rule change proposed rule change purchase purpose pursuant to delegated pursuant to Section reduced-value registered request requirements Secretary SECURITIES EXCHANGE Securities Act Securities and Exchange Securities Exchange Act Self-Regulatory Organization's Statement Self-Regulatory Organizations shareholders short selling sion solicited Statutory Basis Stock Exchange submitted Synovus thereunder tion trading transactions Value File violations York Stock Exchange