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450 Fifth Street ABN AMRO Acquiring Funds Advisers Act affiliated Alex Brown Amendment Amex Applicants approved assets August available for inspection broker-dealer burden on competition capital CBOE CFMA CFTC change is consistent Commis contract Dills equity Exchange Act Release exemption filed Form 1-N futures contract Futures Product Exchanges Index Fund inspection and copying investment adviser investment company investors iShares issued Jonathan G market maker ment Merrill Lynch narrow-based security index NASD Rule Nasdaq national securities exchange notice NSCC NYSE options Participants Phlx portfolio posed rule change proposed rule change public interest purposes pursuant to Section registered Section 17(a Securities and Exchange Securities Exchange Act Security Futures Product Self-Regulatory Organization's Statement Self-Regulatory Organizations shares sion solicit Statutory Basis submitted thereunder tion trading transactions Trust underlying value of ADTV violations