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SECURITIES ACT OF 1933
Investment Company Sales Literature
Small Entities for Purposes of the Regulatory Flexibility Act 158 Definitions of Certain Terms in the Last Paragraph of Section 11a
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affiliate aggregate amendment amount annual report application assets bank beneficial owner broker or dealer business days certificate class of securities clearing agency Commis Commission copies curities deemed director disclosure document effective date equity securities exemption Federal Reserve System filed pursuant financial statements fiscal Form furnished graph incorporated by reference information required Investment Company issuer market maker market value material means ment municipal securities dealer national securities exchange necessary or appropriate option otherwise participant percent period person prior prospectus protection of investors proxy statement purchase purposes pursuant to paragraph pursuant to Rule pursuant to section quotation regis registrant's registration statement Regulation S-K required by Item respect rules and regulations Schedule Schedule 13D secu Securities Act Securities Exchange Act security holders sion solicitation specified suant subject company subordination agreement subparagraph subsidiaries tender offer term thereof thereunder tion trading transaction underwriter vote