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GENERAL PROVISIONS Section Page 101 Deﬁnitions
Speciﬁed Ofﬁce and Agent
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accredited investor action afﬁliate amendment amount application articles of incorporation assets beneﬁcial owner beneﬁt bidder board of directors broker broker-dealer bylaws certiﬁcate of authority certiﬁcate of limited certiﬁcated security Commission consent copy corporation’s court deemed deﬁned Deﬁnitions dissolution distribution document effective date election employee entitled to vote executive exemption ﬁduciary ﬁle ﬁled ﬁling ﬁnancial statements ﬁrst ﬁscal foreign corporation form of proxy furnished indorsement investment issued issuer liabilities limited partner meeting ment merger national securities exchange notice ofﬁcer ofﬁcial otherwise participation partnership agreement partnership interest payment person pledge principal ofﬁce prior proﬁts proposed proxy statement purchaser purpose pursuant quorum reasonable received record registered agent registered ofﬁce registration statement respect secretary security holders sent or given service of process share exchange shareholders solicitation Subchapter subject company tender offer materials thereof tion transact business transfer uncertiﬁcated underwriter unless voting group voting trust