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David S Ruder Federal Restrictions on
A A Sommer Jr Considerations Leading to
Alan Appelbaum The Rule 144 Pattern
13 other sections not shown
144 is available 1933 Act Section affiliate aggregated amendment amount of securities Appendix apply April 15 broker or dealer broker-dealer CCH Fed Commission's compliance controlling person convertible security corporation curities deemed disclosure effective date exemption filed Form fungibility holding period Interpretative Response interpretive letter investors involving issuer limited ment merger Northwestern University notice number of shares outstanding paragraph permitted pledgee pledgor prior private offering private placement proposed Rule prospectus provides proxy public offering purchase purposes pursuant to Rule pxoa quotation Ralston Purina registration statement reporting requirements resale of securities resell restricted securities Section 13 Section 4(1 securities acquired Securities Act Release Securities Exchange Act securities sold security holders settlors shareholders shares of restricted solicitation specified statutory underwriter stock split subparagraph Supp supra note tacking term tion trading transaction U.L. Rev view to distribution Wheat Report