Anderson's Oh Annotated Securities Law Handbook 2012-2013

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LexisNexis, Sep 14, 2012 - Law - 538 pages
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The undisputed authoritative source on Ohio's blue sky laws, this set combines the formal requirements and more informal aspects of Ohio securities practice, explaining all aspects of Ohio blue sky practice, from routine registration, exemption, and liability questions to more complex issues involving Ohio's merit requirements. Supplemented annually, it also covers specialized topics, such as Ohio broker-dealer licensing, tender offers, and enforcement issues.

Containing materials previously difficult or impossible to obtain, this set provides the full text and discussion of substantial primary source material, including:

•   Relevant Ohio statutes and rules
•   Ohio Division of Securities Statements of Policy
•   Selected federal laws and regulations
•   Complete official forms
•   NASAA guidelines and interpretations

The handbook is a complete source for all relevant Ohio and federal statutes and rules important to the practice of Ohio securities law including:
•   Page's Ohio Revised Code Annotated Chapters 1704, 1707, selected provisions of Chapter 1701 and other securities-related statutes
•   Legislative Service Commission Bill Analyses of selected securities acts
•   Ohio Division of Securities
•   Selected Ohio Department of Insurance regulations
•   Selected federal securities laws and regulations

This eBook features links to Lexis Advance for further legal research options.

 

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Contents

CHAPTER 1704TRANSACTIONS INVOLVING
CHAPTER 1707SECURITIES
False statement or entry nonprofit corporation RC 1702 54
Practice Forms
Employee stock options
Constitutionality
Ohio Administrative Code
Dealer license and securities and exchange commission registration
Investment contract
Suspension and removal of state retirement board members
Board member training 38
Ohio Retirement Study Council 47
Am Sub HB 7
Am Sub H B 153
UNITED STATES CODE
TITLE 15COMMERCE AND TRADE

Constitutionality
and Shareholders
Practice Manuals and Treatises
Beneficial owners
Broker
Insufficient evidence
CHAPTER 2901GENERAL PROVISIONS
CHAPTER 3901SUPERINTENDENT OF INSURANCE
CHAPTER 3916VIATICAL SETTLEMENTS MODEL
OHIO ADMINISTRATIVE CODE
licensing
CASE NOTES AND
Arbitration
CHAPTER 39011GENERAL PROVISIONS
CHAPTER 39012PROXIES CONSENTS
BILL ANALYSES
Criminal liability
Am H B 875
Arbitration
ADVISERS
Investment contracts
Jurisdiction
CODE OF FEDERAL REGULATIONS
Person
PART 230General Rules and Regulations Securities
REGULATION AConditional Small Issues Exemption
REGULATION EExemption for Securities of Small
PART 239F0rms Prescribed under the Securities Act
PART 240General Rules and Regulations Securities
Promissory note
Sale
PART 275Rules and Regulations Investment Advisers
INDEX
Criminal liability
False entry in records
Copyright

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