Clarify Jurisdiction of SEC and Definition of Security: Hearing Before the Subcommittee on Conservation, Credit, and Rural Development of the Committee on Agriculture, House of Representatives, Ninety-seventh Congress, Second Session, on H.R. 6156, July 15, 1982 |
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Common terms and phrases
agencies ALBOSTA approval BEDELL believe bill boards of trade capital formation certificate of deposit CFTC/SEC ACCORD CLINT ROBERTS Commerce Committee Committee on Agriculture Commodity Exchange Act Commodity Futures Trading concern Congress Court of Appeals DASCHLE definition of security Energy and Commerce Exchange Commission Federal Reserve Board FEDERAL SECURITIES LAWS financial futures foreign currency futures markets Futures Trading Commission GLICKMAN GNMAS GUNDERSON index futures contracts interest issue issuers JOHNSON jurisdiction over options MADIGAN markup ments national securities exchange options on futures options on stock options trading parenthetical phrase participation PAT ROBERTS PHILIP MCBRIDE prepared statement privilege entered provision questions regulate options report on H.R. SEC and CFTC SEC VETO Securities and Exchange Securities Exchange Act securities exchange relating securities markets securities options market security or certificate SKEEN South Dakota special study stock index futures straddle SUBCOMMITTEE ON CONSERVATION Thank Treasury underlying instruments veto power WIRTH
Popular passages
Page 34 - Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and the Investment Advisers Act of 1940.
Page 2 - ... transferable share, investment contract, votingtrust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, any put, call, straddle, option, or privilege on any security (including a certificate of deposit) or on any group or index of securities (including any interest therein or based on the value thereof), or any put, call, straddle, option, or privilege entered into on a national securities exchange relating to foreign currency,...
Page 1 - The subcommittee met, pursuant to notice, at 10:30 am in room 1301, Longworth House Office Building, Hon.
Page 4 - Commission administers seven statutes: The Securities Act of 1933; The Securities Exchange Act of 1934; The Public Utility Holding Company Act of 1935; The Trust Indenture Act of 1939; The Investment Company Act of 1940; The Investment Advisers Act of 1940; and Chapter X of the Bankruptcy Act.
Page 34 - STATEMENT OF HON. MATTHEW J. RINALDO, A REPRESENTATIVE IN CONGRESS FROM THE STATE OF NEW JERSEY Mr.
Page 34 - Board, the Office of the Comptroller of the Currency, the Securities and Exchange Commission, and the Commodity Futures Trading Commission; the...
Page 37 - For the last six months, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC), the...
Page 1 - Code, is amended— (1) by redesignating subsection (g) as subsection (h); and (2) by inserting after subsection (f) the following new subsection : "(g...
Page 24 - the less-protected market will be seen to have a competitive advantage, and pressures will be brought to bear to reduce regulation in the other sectors," with the result that "protecting the public interest may receive insufficient weight.
Page 3 - As a member on the other side of the aisle, I have to tell you that I miss you on the subcommittee and miss the contribution which you have always made to this subcommittee.